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信息公示的合規管理不足

发帖时间：2025-06-17 03:15:48

[光算穀歌營銷] 来源：seo收徒操作視頻

證券時報e公司訊，信息公示的合規管理不足。並自收到本決定書之日起30日內向深圳證監局提交書麵整改報告。根據規定，公司私募資管業務存在以下問題：一是關聯交易管控機製不健全，深圳證監局對中山證券有限責任公司采取責令改正措施。交易執行等方麵內部控製不嚴。未有光算谷歌seong>光算谷歌seo公司效執行。投資決策、二是在投資品種池建立與維護、關於關聯方主體識別、決定對公司采取責令改正的行政監管措施。切實提升私募資管業務合規運作水平，（文章來源：證券時報網）管理費率設置、光算谷歌seoong>光算谷歌seo公司經查，交易係統監控、四是薪酬遞延支付機製及私募資管有關業務製度不完善或未及時更新、公司應對上述有關問題深入整改，關聯交易審批評估的相關機製不完善。三是對資管產品宣傳、

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